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MCO vs COMPLY: Choosing an Employee Compliance Platform

What this comparison covers

MyComplianceOffice (MCO) and COMPLY (formerly ComplySci) both serve regulated financial services firms. Both cover employee compliance workflows including personal trading, gifts, and attestations. This comparison covers where they overlap and how to decide between them.

Platform scope

MCO

MCO runs 30+ products on a single shared platform across four suites: Know Your Employee (KYE®), Know Your Transactions (KYT®), Know Your Third Party (KYTP®), and Know Your Obligations (KYO®). All four suites share the same data, workflows, and reporting infrastructure.

COMPLY

COMPLY positions around the tagline "One Platform and Partner for Firm and Employee Compliance." The COMPLY product family spans (source):

  • Comply Platform (formerly ComplySci): employee and firm compliance

  • Comply for RIA (formerly RIA in a Box): scope for registered investment advisers

  • illumis: real-time political contribution monitoring and pay-to-play compliance

  • ComplianceGuardian (formerly NRS): supervisory control and manual-process reduction

  • Comply Accountability (IAR): individual accountability

  • ComplyAI: AI governance for regulated firms

COMPLY also offers regulatory filing services and managed services, combining software with compliance consulting.

Target market

MCO

MCO serves asset managers, broker-dealers, investment banks, banks, insurance, proprietary trading firms, PE, law firms, consulting firms, and regulated crypto firms.

COMPLY

COMPLY serves private funds, wealth management firms and RIAs, broker-dealers, investment banks, and endowments (source). COMPLY has a dedicated RIA offering via the legacy RIA in a Box product.

Employee compliance overlap

Capability MCO COMPLY
Personal trading Yes (Personal Trading Compliance) Yes (trade monitoring)
Gifts and entertainment Yes Yes
Outside business activities Yes Yes (OBA Monitoring)
Political contributions Yes Yes (also via illumis)
Attestations and code of ethics Yes Yes (Code of Ethics)
Registrations and licensing Yes Yes (Registration Services)
Communications archive Yes (eComms Archive) Yes (Communications Archiving)
Communications review Yes (eComms Review) Yes (centralized supervision)
Individual accountability (SMCR) Not a distinct published module Yes (Comply Accountability)
AI governance Not a distinct published module Yes (ComplyAI)

Beyond employee compliance

Domain MCO COMPLY
Transaction surveillance Yes — KYT (deal review, trade surveillance, insider/MNPI, transaction monitoring and screening) Not a primary focus
Third-party risk management Yes — KYTP Not a primary focus
Regulatory obligations and policy governance Yes — KYO Partial (compliance calendar, risk assessments, policy builder)
Consulting services No Yes (regulatory compliance consulting, filings, administrative services)
Registration services No Yes

MCO extends further into transaction surveillance, third-party risk, and regulatory obligations as integrated platform capabilities. COMPLY extends further into compliance consulting, registration services, and regulatory filings as managed services.

Customer scale and evidence

MCO

  • 30+ products on one shared platform

  • RegTech Insight Awards Europe 2025 (Best Cloud Solution for Regulatory Compliance)

  • Deloitte's Best Managed Companies Ireland 2025

  • G2 designations: Highest User Adoption, Best Meets Requirements (Mid-Market), Users Love Us, Governance, Risk & Compliance Leader

  • Offices in New York, Fort Worth, Chicago, Dublin, London, Singapore, Hyderabad, and Dubai (source)

COMPLY

Specific customer counts, scale metrics, and security certifications are not detailed in the public materials fetched during this research (source).

Security certifications

MCO

SOC 2 Type II, ISO 27001, EU-US Privacy Shield Data Protection Certification with TRUSTe, encryption in transit and at rest.

COMPLY

A Trust Center is referenced on comply.com, but specific certifications are not detailed in the public materials fetched here.

When to choose MCO

  • The firm needs employee compliance, transaction surveillance, third-party risk, and regulatory obligations on one connected platform

  • The firm operates globally and needs delegated administration across jurisdictions

  • Data connectivity across compliance domains matters (personal trading connected to conflicts, communications, and case management in one view)

  • SOC 2 Type II and ISO 27001 certifications with documented scope are procurement requirements

  • The firm wants compliance technology and handles consulting and registration internally or through other providers

When COMPLY may be considered

  • The firm is an RIA looking for a compliance solution bundled with managed services

  • The firm values having consulting, regulatory filings, and administrative services from the same provider as the compliance software

  • Individual accountability regime coverage (Comply Accountability) is a specific requirement

  • AI governance tooling (ComplyAI) is a current priority

Further reading